Legal and Regulatory Information


Legal Notices

Exotix Partners LLP

Registered Office Address: 1st Floor, Watson House, 54 Baker Street, London W1U 7BU

Telephone: + 44 20 7725 1003

The trading entities within The Exotix Group comprise of:

  1. Exotix Partners LLP, incorporated under the laws of England with company registration number OC371725 and having its registered office address at 1st Floor, Watson House, 54 Baker Street, London W1U 7BU, United Kingdom.
    Exotix Partners LLP is authorised and regulated by the UK's Financial Conduct Authority (the "FCA") under FCA register no. 586420
  1. Exotix Partners LLP (Dubai), a branch office registered with the Dubai International Financial Centre with DIFC registered number 1417 and having its registered office address at Unit  Office GV07/L01/106 , Level 1, Gate Village Building 7, Dubai International Financial Centre, Dubai, 482099, United Arab Emirates.
    Exotix Partners LLP (Dubai) is authorised by the Dubai Financial Services Authority under Firm Reference no. F002410.
  1. Exotix USA, Inc., a corporation incorporated under the laws of the State of Delaware having its principal place of business at 444 Madison Avenue, 36th Floor NY 10022, New York, USA.
    Exotix USA, Inc. is authorised and regulated by the USA's SEC and is a member of FINRA/SIPC.
  1. EFCP Limited, a company incorporated under the laws of Nigeria with RC number 1157178 and having its registered office address at NCWS House, Plot 14b, Ahmed Onibudo Street, V/Island, Lagos, Nigeria.
    EFCP Limited is authorised and regulated by Nigeria's SEC and is a member of the Nigerian Stock Exchange.
  1. In Kenya, The Exotix Group operates via a joint venture arrangement with Equity Investment Bank Limited.

Notices should be addressed to: Legal Department, Exotix Partners LLP, 1st Floor, Watson House, 54 Baker Street, London W1U 7BU, United Kingdom.

Telephone: + 44 20 7725 1000

"Exotix Capital" is a registered trade mark of Exotix Partners LLP.

The role of Exotix

Exotix is licensed to provide a number of different financial services but the core business activity is providing liquidity to both buyers and sellers of financial instruments.

When intermediating in the financial markets Exotix will act in either a principal or agency capacity. When acting as principal Exotix will purchase and sell financial instruments in either its own name or that of its settlement agent, ICAP Securities Limited.

MiFID

Following the implementation of the Markets in Financial Instruments Directive (MiFID) in the UK, we are required by the FCA to provide terms of business and a best execution and order handling policy. These documents are provided below.

Execution Policy

Terms of Business

Conflicts of Interest Policy:

Under the FCA’s Principles for Businesses, Principle 8 requires a firm to “manage conflicts of interest fairly, both between itself and its customers and between a customer and another client.” Under the Markets in Financial Instruments Directive (“MiFID”) Exotix is required to maintain and operate effective organisational and administrative arrangements with a view to taking all reasonable steps to identify, monitor and manage such conflicts of interest. The Exotix Group of companies has put in place a policy to meet this obligation and set out below is a summary of that policy and the key information that is needed by clients and counterparties (together “customers”) to understand the measures Exotix is taking to safeguard the interests of its customers.

Conflict of Interest Policy

Pillar 3 Disclosures