Exotix Partners LLP
Registered Office Address: 1st Floor, Watson House, 54 Baker Street, London W1U 7BU
Telephone: + 44 20 7725 1003
The trading entities within The Exotix Group comprise of:
Notices should be addressed to: Legal Department, Exotix Partners LLP, 1st Floor, Watson House, 54 Baker Street, London W1U 7BU, United Kingdom.
Telephone: + 44 20 7725 1000
"Exotix Capital" is a registered trade mark of Exotix Partners LLP.
Exotix is licensed to provide a number of different financial services but the core business activity is providing liquidity to both buyers and sellers of financial instruments.
When intermediating in the financial markets Exotix will act in either a principal or agency capacity. When acting as principal Exotix will purchase and sell financial instruments in either its own name or that of its settlement agent, Pershing Securities Limited.
Following the implementation of the Markets in Financial Instruments Directive (MiFID) in the UK, we are required by the FCA to provide terms of business and a best execution and order handling policy. These documents are provided below.
Under the FCA’s Principles for Businesses, Principle 8 requires a firm to “manage conflicts of interest fairly, both between itself and its customers and between a customer and another client.” Under the Markets in Financial Instruments Directive (“MiFID”) Exotix is required to maintain and operate effective organisational and administrative arrangements with a view to taking all reasonable steps to identify, monitor and manage such conflicts of interest. The Exotix Group of companies has put in place a policy to meet this obligation and set out below is a summary of that policy and the key information that is needed by clients and counterparties (together “customers”) to understand the measures Exotix is taking to safeguard the interests of its customers.